ISO 04914-2021.docx

INTERNATIONA1.STANDARDISO4914editionFirSt2021-11Financia1.servicesUniqueproductidentifier(UP1.)ServicesfinanciersIdentifiantuniquedeproduit(UP1.)COPYRIGHTPROTECTEDDOCUMENT©ISO2021IUirhM*hedbdi1.iUedotherwiseupdhi.o啪InyM1.tta0Dmk<nroni(ncm11ni10tf1.*Mqn1.C6pW11opypMRationmaytheinternetoranintranet,withoutpriorwrittenpermission.PermissioncanberequestedfromeitherISOattheaddressbe1.oworISO'smemberbodyinthecountryoftherequester.f),WV>fifiHipB1.andonnet8CH-1214Vernier,GenevaPhone：M1.227490111觥曲ite：图洲跳触OQrgPub1.ishedinSwitzer1.andContentsPageForewordivIntroductionv2 Scope13 Normativereferences14 Termsanddefinitions115 Upicodestructurc2UPIreferencedata1.ibrary2Annex(informative)DefinitionsoftheminimumsetofUPIreferencedatae1.ements3Btype(informative)MinimumUP!referencedatae1.ementsbyassetc1.assandinstrumentAnnex'5AnnexC(normative)Checkcharacterca1.cu1.ation6Bib1.iography8ForewordISO(theInternationa1.OrganizationforStandardization)isawor1.dwidefederationofnationa1.standardsttiugh(ISOmrtm匕0)bMdmi)rwcekdHPfff1.QbbGgbodyI1tf1.nmtiJMiai6sndrifc3owhtd1.ysQcchit2committeehasbeenestab1.ishedhastherighttoberepresentedonthatcommittee.Internationa1.organizations,governmenta1.andnon-governmenta1.,in1.iaisonwithISO,a1.sotakepartinthework.ISOco1.1.aboratesc1.ose1.ywiththee1.ectrotechnica1.standardization.Internationa1.E1.ectrotechnica1.Commission(IEC)ona1.1.mattersofTheproceduresusedtodeve1.opthisdocumentandthoseintendedforitsfurthermaintenanceare0f1.S01.EC(VifY1的M51btheeditoria1.ru1.esoftheISO/IECDirectives.Part2(secwww.iso.org/direc1.ives).R«0nrights.dteE1.n殷的招舞ns副¥神吸融游讴出doc1.1.瞅棉犯S&邯服.subjectofanypatentrightsidentifiedduringthedeve1.opmerUUIe4iewwU-w4JbeintheIntroductionand/orontheISO1.istofpatentdec1.arationsreceived(seewww.iso.org/patents).Anytradeusedinthisconstitutenameendorsement,documentisinformationgivenfortheconvenienceofusersanddoesnotForanexp1.anationofthevo1.untarynatureofstandards,themeaningofISOspecifictermsandU明泉加OrRan里幅5悯SaSS忠!S窿inwJ憎ftknBar池部Udead焦¾es地w¼w.isO.orgisoforeword.htm1.Anyfeedbackorquestionsonthisdocumentshou1.dbedirectedtotheuser,snationa1.standardsbody.Acomp1.ete1.istingofthesebodiescanbefoundatwwv.4soeFgfnembe,Hm1.Introductionimprovetransparency,asmitigateSystemiccommitnientprotectreformagainstderivativesAggregationordertheStandardizationharmonizationtheIdentifiersproductidcntifiere1.ementsisunique1.yidentifydataWhi1.etheprimaryposttradc1.heprocesscsperformedreporting,theparticipantsServefinancia1.purposes,derivativeimp!ementingreportab1.edocument,arepositoriescodemapsbeaassignedreferencee1.ements2021-A1.1.rightsreservedTheG201.eadersagreedin2009thatover-the-counter(OTC)derivativescontractsshou1.dbereportedtotraderepositoriespartoftheirriskandOTCmarketabuse.marketsoftodatareportedacrosstraderepositoriescanenab1.eauthoritiestoobtainacomprehensiveviewofOTCderivativesmarketsandactivity.aggregation.Theandmotivationbehindofuniqueanddata(UP1.)tcrucia1.forg1.oba1.OTCderivativeproducts,asdefinedbyaspecificsetofreferencedatae1.ements,forthepurposeofregu1.atoryreportingtotraderepositories.suchaspre-anddriverofUPIisregu1.atorybymarketUP1.a1.soandothermarketinfrastructures.Asresu1.tofproductthatisthistradeuniqueUPJandwi1.1.tosetoftoeachdatadistinct0T(havingspecificva1.uesthattogetherdescribetheproduct.Theco1.1.ectionofUPIreferencedatae1.ementsandtheirva1.uesforeachproductwi1.1.bestoredintheUPireferencedata1.ibrary.Financia1.servicesUniqueproductidentifier(UPI)1Scopederivativeproductsthatarereportab1.etotraderepositories,inparticu1.ar:theminimumdatae1.ementsoftheUP1.referencedata1.ibrary,togetherwiththeira1.1.owab1.eva1.ues.-swaps(三);non-1.istedandcomp1.ex1.istedoptions（三）;2 Normativereferencesconstitutesrequirements1.atesteditiondocument.referencedreferences,(inc1.udingamendments)app1.ies.app1.ies.3 Termsanddefinitionsnatthefo1.1.owingISOandIECmaintaintermino1.ogica1.databasesforUSeinStandardiZatiOaddresses:Note1toentry：Detai1.sregardinghowtheprefixofanISINisdeterminedcanbefoundinISO6166:2021,AnnexA.OTCderivativeproduct3,3UP1.referencedata1.ibraryOISO2021-A1.1.rightsreservedThisdocumentspecifiesthee1.ementsofanunambiguousschemetoidentifyover-the-counter(OTC) thestructureandformatoftheuniqueproductidentifier(UPI)code;Ataminimum,theUPIcodeisapp1.icab1.etoOTCderivativeinstrumentsfa1.1.ingunderthefo1.1.owingcategoriesofthec1.assificationoffinancia1.instruments(seeISO10962)：一forwards(); others(misce1.1.aneous)(M).Thefo1.1.owingdocumentsarereferredtointhetextinsuchawaythatsomeora1.1.oftheircontentundatedreferences,theofthisoftheFordateddocumenton1.ytheanyeditioncitedFor1SO1EC7064:2003,Informationtechno1.ogySecuritytechniquesCheckcharactersystemsF